Asset management license for sale


Hong Kong Company with SFC License (Type: 1, 4, 9) For Sale

Offshore - Hong Kong
Asset management license

Available to buy – Hong Kong company with SFC license. You can review the basic provisions regarding the offer below. Hong Kong SFC license for sale: deal details Registered in 2018. The legal entity has a clean history. No liabilities. License permissions: Type 1: trading securities; Type 4: advising on securities for private clients. Type 9: discretionary portfolio management. The price includes a website, office, business relationships with APIs and multicurrency Bank accounts in DBS Bank Multi-Currency. For price and further details on this investment opportunity, please contact us through the request form on this page.

SFC Licensed Asset Management Company

Offshore - Hong Kong
Asset management license

An excellent opportunity to acquire a small, well-established fully licensed asset management/financial advisory/planning/discretionary portfolio business based in Hong Kong. With clients, recurring income, management, administrative and compliance systems in place, this profitable ready-made business is the perfect stepping stone to solve your licensing needs, to get up and running from day one and to expand throughout lucrative markets in Asia. Established in 1997, the small but profitable business is offered for sale to facilitate the owners eventual retirement. The owner (Responsible Officer) and admin support staff will stay on for one year to ensure an orderly transition, and are also open-minded to the possibility of a longer-term role. The primary activity is discretionary portfolio management (SFC Type 9 license) focussed on portfolios of investment funds (unit/investment trusts, mutual funds etc) also advising on securities (SFC Type 4 license) for mass affluent private clients – mostly Expatriates resident in Hong Kong, although the company also serves clients who have relocated to other countries. The company is also licensed by the Insurance Authority (IA) as an Insurance Broker, and registered as an MPF Intermediary by the Mandatory Provident Funds Authority. The current focus is on mass-affluent Expatriate clients, as mentioned, although attention could easily be turned to the somewhat larger local Chinese market with appropriate staffing in place. Indeed, the business model could be changed to suit the acquirers preferences. Irrespective, the existing business can continue to be managed easily. The company recently passed a routine regulatory SFC inspection. There are no client complaints nor any issues with Professional Indemnity Insurance.

Truck Parts and Salvage in Ohio

North America - USA
Asset management license

Specialized spare parts for trucks. Truck parts and salvage in Ohio for sale is a specialist in fire trucks and used commercial truck parts, has a waste recycling yard, a recycling center, a truck dismantling yard including real estate and equipment. Highlights & features of truck parts and salvage for sale in Ohio Repair work, processing, resale and dismantling of light trucks. So you can buy truck parts and salvage in Ohio and have the best in the market, leading in the industry and unrivaled within 1 hour. It is the fastest growing recycling center for semi-finished products and fire trucks in Ohio. Now it accommodates 80 semi-finished products, 20 fire trucks, 2 school buses on the territory of 18 acres. The office has several toilets, a shower, a leisure room, a washer and dryer, and an air conditioner. There is a heated floor in the warehouse, cargo room, dismantling shop. Additional business assets Truck parts and salvage in Ohio for sale has large corporate and private clients for sale, over 200 pieces. Engines, transmissions, suspensions, wheels, tires, fuel tanks, hoods, bumpers, doors, cabins, batteries and more are included in the sequel. Holds a car scrappage dealer license, pending a used car dealer license, OIADA certified by the Ohio Independent Automobile Dealers Association. If you are looking to become the owner of a very fast growing waste management and recycling company that specializes in semi-finished goods, commercial trucks and fire trucks with a lot of profit, take a closer look at this opportunity. You can also see other offers in the category “General“.

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Swiss Platform for Asset Management

Europe - Switzerland
Asset management license

Your attention is offered the opportunity to buy the platform for asset management and receive 100% as a shareholder in a Swiss licensed asset management company. Main features and organization of the offered platform for asset management for sale in Switzerland The main thing to highlight. The proposed Swiss Platform for Asset Management for sale was founded in 2015. The company has a membership in the Office of the Swiss Financial Ombudsman. It is a unique and very well-known Robo-Advisory platform that is widely recognized by consumers for reviews in Well-known international broker. The offered platform for asset management for sale provides services in the field of asset management and specialized robotic advice. The company has integrated procedures for identifying customers on the Internet, connecting consumers, and interacting with a broker. In addition, the company has also passed all the required audits from the relevant regulatory authorities. With this license, you can also carry out other activities as an intermediary in the financial industry. You also can see other offers in the category “General“.

Property management company in Amsterdam

Europe - Netherlands
Asset management license

Property management company for sale: overview 6-year-old property management company in Amsterdam is available to be purchased. It specializes in letting services, property maintenance, and property management services. Over 6 years of operation, the company has created a high-end portfolio with over 50 properties and no social housing. This business for sale boasts a loyal repeated customer base, with fantastic online reviews and a 4,7 rating on Google. Income streams are management fees, property maintenances, letting/renting and property sale, and other service commissions. This is a recurring revenue business model with 18% of revenue coming from monthly management fees. All assets are included in the sale, the buyer will get the entire legal entity. Assets include portfolio, highly experienced team, equipment, agreements and contracts, website and domain, customer relationship management, software, and licenses. There is an approved accountant for VAT and tax returns. This property management company for sale operates from a private office with a garden, kitchen, bathroom, and meeting room. The rent is approx. EUR 740 per month. The office area is fully equipped and ready for operation.

Successful Construction Company In Vanuatu

Oceania - Vanuatu
Asset management license

A successful construction company for sale based in Vanuatu has been providing construction services and materials since its establishment in 2008. If you are looking for a calm stress-free work environment and are keen on scuba diving, this opportunity not to be missed, enquire now. An overview of this business for sale This company works closely with the local Public Works Department of Sanma Province in hiring out equipment for road maintenance and any other construction services to them. The portfolio of services encompasses repairs & renovations, commercial & residential, and infrastructure (roading, general earthworks, equipment hire, land development, utility installation, and much more) construction as well as construction material supply, project management, and so forth. The client base includes individuals, real estate agents, land developers to name a few. The construction company for sale supplies the local sector with all the main construction materials from general construction and infrastructure to raw materials. Due to the newly set up concrete division, the company is the only ready-mix concrete supplier in the local market. In the asking price are included: Business; Stock; Land asset of 3 hectares; Construction equipment; Heavy equipment (Excavators, Loader, Backhoe, Rollers, Trucks); Crushing and screening plant; Concrete block making machines; Concrete Ready-Mix Batching Plant, Cement storage facility; Storage containers; All office furniture and machines; Agreements and licenses for extraction of sand, black sand, quarry. Opportunities: The construction company for sale has extensive potential to expand into a broad array of fields including Precasting, Tilt-up panel construction, Basalt aggregates supplies, and many more. If the next owner concentrated on all the potential business out there, the sky is the limit. Market: In the construction division, there are 3 main competitors, in repairs & renovations competition is represented by a number of small and locally owned companies. In the infrastructure & heavy equipment division, there are 4 competitors. In the supply division – 2 other companies.

Granite Stone Quarry Mine In Ghana

Africa - Ghana
Asset management license

  Opportunity to buy a Granite Stone Quarry Mine in Ghana. Overview of the business for sale It is located in the Eastern region of Ghana near the capital. The mine for sale covers more than 125 acres and has a modern, crushing plant and different heavy Quarry equipment with a production capacity of three thousand metric tones of refined granite stone daily. There is a constant demand for premium products and reliable services at an affordable price offered by this business. The products meet the requirements of the Ghana Standards Board (GSA) and the National Highway Authority (NHA) and the company is proud of excellent customer service satisfying all the needs and expectations of their clients. Successfully operating for fourteen years the company for sale has built a huge network of loyal customers, due to which the aggregates, cement blocks, gravel, boulders, and quarry dust increased in sales, from the last year and have continued to increase as follows: Aggregates – 180,000 m3; Quarry dust – 75,000 m3; Gravel – 15,000 m3; Boulders – 10,000. m3. Location This business was established in 2007 and consists of two sites. The mining area is 75 acres, a buffer area of 25.89 acres, and the rest of 35.78 acres occupied by local villagers. The land is rented. The duration of the land lease was sixty years, from the start of incorporation, with forty-six years now remaining, with a thirty-year extension after the initial expiry date. The Mining License should be renewed every five years and was last renewed on 5.31. 2018. The company has already applied for a further five-year extension as required by Ghanaian law. Growth Potential Currently, the company has a capacity of 300 MT/hour, making a daily production of 6000 MT/working day. Additionally, the Quarry is adding a new Impactor Quarry Line, which is expected to improve the round of quality of aggregates used for the construction of highways, roads, and other infrastructure. Assets The assets include equipment (primary and secondary crusher, vibration screen, heavy production vehicles, excavator), machines, tipper trucks, standby generators, offices, and a block-making factory. Staff The company employs fifty well-trained and qualified specialists with immense global experience in the mining and construction sector. The most important asset for this company is employees. To ensure safety, the management provides a suitable working environment and has been fully dedicated to meeting the laws and regulations issued by the environmental protection agency and all other regulatory bodies. Reason for sale The company is for sale because the owner is looking for retirement.

Asset and license management company in Switzerland

Europe - Switzerland
Asset management license

Asset and license management company in Switzerland for sale A Swiss organization (AG) for sale with a functioning SRO participation for resource the executives and a functioning ledger in an enormous Swiss bank. An Asset Management License (SRO) permits an organization to open and keep up outsider sub/authority accounts, oversee (huge) assets for the benefit of outsider customers, go about as an EAM in private/speculation banks in Switzerland (full depiction of exercises accessible upon demand). The current permit can be moved up to permit extra exercises, for instance in the crypto zone, or FinTech licenses can be overhauled furthermore, full update backing can be given. USPs of this organization for sale: Rare elite organization, more than 50 years of age, on favorable terms Active SRO enrollment association for resource the executives Based in Canton Zug (Switzerland), one of the least corporate duty rates in Switzerland Fully arrangement for activity: has own actual workplaces, doled out licensed consistence official, evaluator, Swiss chosen one Guarantee of no obligation or covered up liabilities Guarantee of clean bookkeeping records (reviewed) Company’s activities are completely overseen for 1 year (office and fundamental officials) Competitive value, incredible worth Additional worth: Additional ledgers for resource the executives (EAM) can be opened, tweaked to customer’s requirements One free update accommodation of the SRO permit to adjust with extra exercises of the customer FinTech permit can be added, full help will be given, measure completely oversaw (additional expense) Remembered for cost: SRO charges, including yearly SRO enrollment expense and consistence official expense for 2020 and 2021 Swiss chosen one (signatory) expense for 1 year (permitting unfamiliar proprietorship) Shared office address and offices for 1 year Full arrangement of unique organization records (incl. SRO declaration) Legal desk work and expenses for move of proprietorship, change of chiefs, including outsider business charges

Asset Management License For Swiss Company

Europe - Switzerland
Asset management license

A limited liability company in Switzerland for sale based in the canton of Zug. Aimed at asset management Overview of Asset Management License For Swiss Company for sale Hightlights of Asset Management License For Swiss Company for sale: Contribution to SRO 2020; Compliance for 1 year; Office; Bank accounts; Required ownership documents; SRO certificate; An extract that confirms the absence of debts; Financial reports; Confirmation of assigned responsible compliance; SRO membership; Affordable access. Possible operations: Opening and maintaining bank accounts; Opening and maintaining sub-accounts for third parties under the auspices of the Trust; Investing and accepting money on behalf of the client; Philanthropic services around the world; Possibility of selling any type of property; The ability to act as a holding company; The ability to act as an individual; Attorney rights; The ability to act as an officer, agent or employee; Concluding contracts; Creation of agencies and enterprises; All investment opportunities; Voluntary trade; Donation; Warranty; The ability to act as a consultant; Stock financing; Patent rights; Shopping opportunities; Possibility of registration abroad. Some actions may require an additional license. To obtain this license, you must have legal proof of funds. You can see more interesting offers in the category “Banking license”.

British Offshore Bank Compliant with All International Standards

Europe - United Kingdom
Asset management license

A cross-border bank that meets all the requirements of international companies. The headquarters are located in Tortola, British Virgin Islands, where in 2017 the Finance Commission obtained its first license in more than 20 years. With new technologies and systems, we want to step over the old banking management and move forward in this business. Therefore, we offer new solutions to banking problems that will simplify the process, bring them closer to the client and make the system transparent. With this, clients will be able to realize many more investment goals. Services: Deposits; Transfers in multiple currencies; The ability to make transactions with the creation of a cash account; Wide range of funds; Bond offer; Possibility of consulting on asset management and investments.

As financial markets become increasingly complex and globally interconnected, the importance of becoming an asset management licensee has never been more critical. The team of Eli-Deal has prepared a brief overview of asset management licenses, including the requirements, advantages, procedures for obtaining one, the services included, and the associated costs.

Overview of the license

As a banking license, this is a certification granted by financial regulatory authorities that allows a natural and legal person to legally manage investments and offer advice to clients. This authorization is essential for ensuring that companies operate within the law, maintaining the integrity and stability of the financial markets. The licensees are eligible to manage a hedge fund or provide adviser services among other activities. It is imperative for asset managers to comply with the regulatory standards set by authorities to protect investors and preserve the trust in fintech systems.

Services included in asset management

This field typically encompasses various activities, including but not limited to managing a hedge fund and portfolio. More complex services are as follows:

  • Designing personalized investment strategies aligned with clients’ financial goals and risk tolerance.
  • Constructing and managing portfolios on behalf of clients, including asset allocation and rebalancing.
  • Conducting thorough risk assessments to identify potential risks and implement appropriate risk management strategies.
  • Regularly reviewing portfolio performance and providing comprehensive reports to clients.
  • Providing expert advice on investment decisions, tax planning, estate planning, and other financial matters that are permitted for an adviser.

Asset management license requirements

Obtaining an authorization requires fulfilling specific criteria set by regulatory authorities. For example, in the US, firms need to register with the Securities and Exchange Commission (SEC) or state securities authorities, depending on the size of their assets under management. Applicants must comply with the Investment Advisers Act of 1940 and fulfill the conditions set forth by the relevant authority of the state they are registered in. In Singapore, to get an authorization you would apply for a Capital Markets Services (CMS) license through the Monetary Authority of Singapore (MAS). The application process demands a thorough understanding of the Securities and Futures Act, and adherence to MAS guidelines on financial soundness and operational capabilities. To obtain a license in the UK, you must apply to the Financial Conduct Authority (FCA). The process involves meeting the FCA’s stringent requirements, which include demonstrating the appropriate level of resources, expertise, and a solid business plan. These requirements may vary subject to the jurisdiction but typically include factors such as:

  • Educational qualifications and experience in finance or related fields.
  • Demonstrated knowledge of investment strategies, risk assessment, and investment management.
  • Compliance with legal and ethical standards regarding finance.
  • Adequate capitalization to ensure the stability and integrity of the operations.

Advantages of being a licensee

Having a status of a licensee offers several advantages for both individuals and companies:

  • Credibility: Holding a license demonstrates professionalism, expertise, and adherence to industry standards and licensing conditions.
  • Law Compliance: A licensed asset manager operates within the legal framework set by regulatory authorities.
  • Client Trust: A license enhances client trust as it assures them that their investments are handled by qualified professionals.
  • Access to Opportunities: A licensed asset manager often has access to a wider range of investment opportunities and collaborations.

How to get a license of an asset manager

To obtain a license, one must navigate through a series of steps, which usually involve a combination of registration, compliance, and approval from the relevant financial authorities. The exact process can vary significantly between different jurisdictions due to varying legal obligations and regulative frameworks.

The procedure of licensing typically involves several stages, starting with an initial application and ending with ongoing compliance. Prospective asset managers must submit detailed information about their institution, including their proposed investment strategies, RM systems, and the qualifications of their staff. Applicants must also prepare and submit a set of legal and compliance documents to the relevant regulator, which will then review the package to ensure that it satisfies the necessary standards.

Conditions for setting up an AMC

The requirements often include a business plan, proof of sufficient capital, insurance, and evidence of a robust compliance framework. Additionally, key individuals within the company typically need to have recognized qualifications and relevant experience in financial services.

Once the license is obtained, follow these steps to create an AMC:

  • Business Plan Development: Create a detailed business plan that outlines your target market, investment strategies, marketing approach, and key operational aspects.
  • Infrastructure Setup: Establish necessary infrastructure including registered office, technology systems for portfolio management and reporting, and compliance tools.
  • Hiring Qualified Personnel: Recruit experienced professionals who possess the necessary expertise to ensure efficient operations.
  • Marketing and Client Acquisition: Develop a marketing strategy to attract potential clients by highlighting the unique value proposition offered by your company.

Cost considerations

The cost of obtaining a license varies subject to several factors, including the jurisdiction, regulatory fees, legal assistance, and compliance. It is advisable to consult with legal and financial experts to form the precise cost involved in acquiring the license. The price also depends on whether the license is acquired from scratch or a ready-made institution offered for sale with a license is secured. The price of ready-made license for sale is typically lower.

How we can help

Our team of lawyers can assist you in navigating the intricate process of getting a license of an asset manager, PSP license, authorized EMI license and many others. We provide expert guidance on law compliance, application preparation, and ongoing legal obligations to ensure that your business operates within the legal mechanisms. While obtaining and maintaining this license can be complex and costly, the benefits it brings in terms of legal operation, market access, and investor confidence are immeasurable. If you consider acquiring a license, please review the offers below and contact us for a consultation.