A fully licensed and DFSA-regulated Category 3A company in Dubai’s DIFC is now available for acquisition. This entity offers a strategic entry into the UAE’s financial sector, ideal for wealth management, investment services, and advisory roles.
Key Details of this DIFC Licensed Company
- Incorporation Date: 2021
- License Type: Category 3A under DFSA regulations
- Share Capital: USD 500,000
- Bank Account: Open with Mashreq Bank
Authorized Activities
- Advising on Financial Products: Including certificates, debentures, futures, options, long-term insurance contracts, shares, structured products, and units.
- Arranging Deals in Investments: Covers financial instruments such as shares, derivatives, and structured products.
- Dealing in Investments as Principal: Includes proprietary trading in investment products.
- Additional Services: Asset management, custody services, arranging credit, and providing financial advice.
Company Status
- Clean License: No operational history, claims, or regulatory violations, providing a fresh start.
- No Client Base: Ensuring full flexibility for new ownership.
- Software Status: Previously subscribed to wealth management software (currently inactive).
- Banking Infrastructure: Corporate account with Mashreq Bank.
Management & Support
- Director: One active director willing to remain in place until the change of control is complete.
- Outsourced Staff: Includes outsourced professionals for compliance, accounting, risk management, and administrative duties.
- Investment Highlights
- Turnkey Solution: Fully licensed and regulatory-ready for immediate operations.
- DFSA-Backed Credibility: Strong regulatory oversight ensures enhanced reputation in financial markets.
- Flexible Business Model: Suitable for wealth management, investment advisory, and other financial services.
- Operational Continuity: Director’s willingness to stay ensures a smooth transition for new owners.
This DIFC 3A Licensed Company for Sale is an ideal acquisition for businesses or investors looking to expand in the financial services industry in the UAE and beyond. For further details or to discuss acquisition terms, please contact us directly.
