Corporate Overview of this SFC license in Hong Kong for sale
- Incorporation Year: 2016
- Licenses: Equipped with Securities and Futures Commission (SFC) Type 4 (advising on securities) and Type 9 (asset management).
- Status: Maintains a pristine record with no legal actions, ideal for seamless transfer of ownership.
Licensing and Operational Capacity
- Service Scope: Asset management company in Hong Kong for sale licensed to serve Professional Investors (PI), with a policy of not holding client funds directly.
- Regulatory Compliance: Operates under strict adherence to SFC regulations, ensuring a reliable and secure operational framework.
Staffing Structure
- Responsible Officers: Company licensed by Securities and Futures Commission in Hong Kong for sale, includes two skilled Responsible Officers (ROs). Post-sale, one RO is available to stay, ensuring operational continuity, while the other plans to resign, allowing for new staffing opportunities.
Financial Health
- Asset Value: Reports an asset value of approximately HKD 600,000 in cash reserves.
- Banking Relations: The company comes with an active bank account to support immediate financial transactions and business operations.
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