A premier investment advisory firm based in California is now available for acquisition. This firm is equipped with a seasoned management team, advanced technological infrastructure, and a robust financial position, making it an attractive investment opportunity.
Key Features of this Premier Investment Advisory Firm for Sale
Management Team
- Experienced Leadership: The Ready-Made Premier California-Based Investment Advisory Firm has an experienced management team in place, including a seasoned manager, a chief compliance officer, and an investment advisor representative.
Technological Infrastructure
- Advanced Systems: Equipped with a state-of-the-art CRM and compliance software to streamline operations and ensure regulatory adherence.
Financial Health
- Liquidity: Approximately $1 million available in bank accounts, providing a strong liquidity position.
- Debt-Free: The firm is debt-free and in good standing, ensuring financial stability and reduced risk for new ownership.
Banking and Financial Relationships
- Established Accounts: The firm has established accounts with major financial institutions, enhancing its operational capabilities and market reach:
- Morgan Stanley: With access to DTC/Euroclear for delivery securities.
- US Bank
- Citi Bank
- JP Morgan
For more information and pricing details for these business opportunities, fill out the form and we will contact you.
