Premier California-Based Investment Advisory Firm for Sale for sale

Published: 13.06.2024
North America - USA Investment Companies
  • Sales Price
  • On request
  • Profits
  • On request
  • Asking Price
  • On request

A premier investment advisory firm based in California is now available for acquisition. This firm is equipped with a seasoned management team, advanced technological infrastructure, and a robust financial position, making it an attractive investment opportunity.

Key Features of this Premier Investment Advisory Firm for Sale

Management Team

  • Experienced Leadership: The Ready-Made Premier California-Based Investment Advisory Firm has an experienced management team in place, including a seasoned manager, a chief compliance officer, and an investment advisor representative.

Technological Infrastructure

  • Advanced Systems: Equipped with a state-of-the-art CRM and compliance software to streamline operations and ensure regulatory adherence.

Financial Health

  • Liquidity: Approximately $1 million available in bank accounts, providing a strong liquidity position.
  • Debt-Free: The firm is debt-free and in good standing, ensuring financial stability and reduced risk for new ownership.

Banking and Financial Relationships

  • Established Accounts: The firm has established accounts with major financial institutions, enhancing its operational capabilities and market reach:
  • Morgan Stanley: With access to DTC/Euroclear for delivery securities.
    • US Bank
    • Citi Bank
    • JP Morgan

For more information and pricing details for these business opportunities, fill out the form and we will contact you.

  • Represented by broker?
  • Seller Financing?
  • Principals only?
  • Franchise?
  • Management will stay?
  • Relocatable?
  • Real Estate?

Interested in buying this business?

Write to us and we’ll contact you with the detailed information

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