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Investment Firm License on Sale – Singapore

Asia - Singapore
Asset management license
17.12.2025

Investment Firm License on Sale – Singapore. (Capital Markets Services License Company on Sale). Regulated Financial Institution with Singapore (MAS) – Corporate finance adviser / Capital Markets Services (CMS) Corporate Bank Accounts with Top Banks Type of activities Approved: Equity Advisory – Capital Raising – Strategic Investment – Raising growth equity capital Debt Advisory – Refinancing existing debt – Funding development and expansion – Bank, bond, alternative and structured finance – Private debt solutions Mergers and Acquisitions – Demergers and Spin-offs – Business disposals and acquisitions – Joint Ventures and strategic alliances Approval Type: Corporate finance adviser / Capital Markets Services (CMS). i) Spot Foreign Exchange Contracts for the Purposes of Leveraged Foreign Exchange Trading. ii) Over-The-Counter Derivatives Contracts. iii) Corporate Finance (Equity and Debt), Capital Raising, Mergers and Acquisitions. Firm Status: Company in good standing. Active. Clean record. No open or unresolved legal issues.

FCA-Regulated Multi-Asset Advisory Brokerage in the United Kingdom for Sale

Europe - United Kingdom
Investment Companies
28.10.2025

A rare opportunity to acquire a fully licensed and operational investment firm in the United Kingdom — one of the world’s most respected financial jurisdictions, known for its regulatory excellence and investor confidence. Authorized and supervised by the Financial Conduct Authority (FCA), this brokerage provides a multi-asset advisory platform offering CFDs, shares, options, and spread betting services to both retail and professional clients. The firm operates under a non-custodial model, ensuring low operational risk and full FCA compliance. The Opportunity: Fully Regulated UK Investment Firm This company operates under a clean, active FCA authorization, with an established infrastructure, proprietary technology, and an existing client base. The acquisition includes the firm’s license, platform, software suite, mobile applications, and brand, providing an instant market presence and a scalable foundation for growth in the UK and EU markets. Key Highlights Regulator: Financial Conduct Authority (FCA), United Kingdom Business Model: Non-custodial — no client fund handling Trading Activity: No proprietary trading Operational Status: Active, compliant, and revenue-generating Technology: Proprietary trading platform and integrated mobile apps Included in the Sale: FCA license and regulated entity Proprietary software suite and web trading platform Mobile trading applications (iOS and Android) Established brand and client database In-house infrastructure and operational staff Compliance Record: Clean — full FCA adherence and no regulatory infractions Strategic Advantages Immediate FCA Regulatory Presence Operate under a live FCA license — bypassing the lengthy 12–18 month authorization process. Established Client Ecosystem Access a verified UK retail and professional investor base with funded accounts and strong engagement metrics. Technology-Driven Infrastructure Benefit from a fully owned and integrated tech ecosystem — including proprietary web and mobile platforms for trading and advisory services. Low-Risk, Scalable Business Model Non-custodial structure eliminates fund-handling risks while maintaining advisory and dealing permissions under full FCA oversight. Clean and Compliant Framework No liabilities, no pending regulatory actions, and a transparent operational model ready for expansion. Ideal For Investment groups seeking an FCA-regulated gateway into the UK market EU or global brokers expanding into the UK under a recognized financial license Fintechs or neobanks integrating regulated trading and advisory features Asset managers or family offices looking for a compliant, ready-made operational platform Conclusion: A Ready-Made Gateway to the UK Financial Market This FCA-regulated multi-asset advisory brokerage offers a turnkey, compliant, and scalable foundation for regulated investment operations in one of the most trusted financial centers worldwide. With its clean license, proprietary technology, established client base, and full regulatory infrastructure, it represents a strategic acquisition for any financial group seeking instant access to the UK market and the credibility of FCA supervision. A fully operational, FCA-regulated UK brokerage — ready for immediate expansion, innovation, and long-term growth. Contact us today to discuss acquisition details and begin your entry into the regulated global gaming space.

CySEC STP Licensed Investment Firm for Sale

Europe - Cyprus
Investment Companies
28.10.2025

An exceptional opportunity to acquire a fully licensed Straight-Through Processing (STP) Investment Firm, regulated by the Cyprus Securities and Exchange Commission (CySEC) — one of Europe’s most reputable financial regulators under the MiFID II framework. This firm offers a turnkey, EU-regulated platform with a broad range of authorized activities, clean compliance history, and multi-jurisdictional service permissions, providing a strong foundation for brokerage, investment, and fintech operations across Europe and globally. Key Features Regulator: Cyprus Securities and Exchange Commission (CySEC) License Type: Investment Firm (STP Model) Status: Fully licensed and authorized — clean regulatory record Regulatory Framework: MiFID II – full compliance with EU investor protection and AML/CFT requirements Authorized Investment Services Reception and transmission of orders in relation to financial instruments Execution of orders on behalf of clients Authorized Ancillary Services Safekeeping and administration of financial instruments (including custodianship) Granting credits or loans related to financial instruments, where the firm is involved in the transaction Foreign exchange services connected to the provision of investment services International Coverage The company holds authorization to offer services across multiple global financial jurisdictions, including: Australia, British Virgin Islands, China, Egypt, Hong Kong, Indonesia, Malaysia, New Zealand, Qatar, Switzerland, Thailand, and the United Arab Emirates. This extensive coverage enhances operational flexibility and enables seamless cross-border client onboarding and service delivery. Advantages of Acquisition Global Reach Broad international authorization for service provision across key markets in Europe, Asia, and the Middle East. Diversified Licensing Scope Comprehensive CySEC license covering investment, forex, and financial services — suitable for multi-asset brokerages and portfolio managers. Expansion Ready A fully operational, compliant STP framework that supports immediate scaling into new markets or service verticals. Strong Compliance Foundation Supervised by CySEC with full adherence to MiFID II standards and AML/CFT obligations, ensuring credibility and regulatory stability. Strategic Potential Launch or expand an STP brokerage under EU regulatory supervision Integrate forex, CFD, or investment advisory services for retail and institutional clients Utilize as a white-label or liquidity platform for B2B operations Leverage multi-jurisdictional permissions for international expansion and partnerships Conclusion: EU-Regulated Gateway for Global Investment Operations This CySEC STP Investment Firm represents a turnkey, compliant, and strategically positioned vehicle for entry into the European and global financial markets. With broad licensing capabilities, a clean operational record, and expansive jurisdictional coverage, it offers investors and operators a ready-made pathway to regulated financial services growth under the stability and credibility of the Cyprus and EU financial system. A fully compliant, globally authorized CySEC-licensed firm — your gateway to regulated investment and brokerage operations across Europe and beyond. Contact us today to discuss acquisition details and begin your entry into the regulated global gaming space.

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Regulated Investment Firm in Luxembourg for Sale

Europe - Luxembourg
Investment Companies
21.10.2025

A rare opportunity to acquire a fully licensed and MiFID II–compliant investment firm regulated by the Commission de Surveillance du Secteur Financier (CSSF) — Luxembourg’s premier financial regulator. Located in one of Europe’s most prestigious and politically stable financial centers, this firm offers a turnkey platform for investors or financial institutions seeking to expand or establish regulated operations within the European Union. Key Details of this Luxembourg Investment Firm Jurisdiction: Grand Duchy of Luxembourg Regulator: Commission de Surveillance du Secteur Financier (CSSF) Year of Incorporation: 2015 License Type: CSSF-Regulated Investment Firm (MiFID II–compliant) Share Capital: €1,100,000 2023 Net Profit: €546,000 Assets Under Management (AUM): €145.7 million (as of mid-2025) Permitted Activities Fully authorized under MiFID II to provide a comprehensive range of investment services, including: Portfolio Management Investment Advice Reception and Transmission of Orders (RTO) Custody and Safekeeping of Financial Instruments Foreign Exchange and Margin Lending (as auxiliary services) Corporate & Operational Structure Employees: 9 full-time professionals covering management, risk, compliance, client relations, and administration Audit: Conducted by Grant Thornton Liabilities: None – clean balance sheet, no outstanding obligations Infrastructure: Advanced KYC/AML systems (Factiva and CDDS) Regulatory Compliance: Fully aligned with CSSF and MiFID II requirements Custodian & Banking Relationships Established partnerships with top-tier financial institutions, including: UBS, Quintet, LGT, Bemo, Allfunds, and other leading European banks. Strategic Advantages Established EU Regulatory Presence Fully licensed under CSSF and MiFID II, allowing passporting and cross-border operations throughout the European Economic Area (EEA). Diversified Revenue Model Stable income from portfolio management, advisory, and fiduciary mandates. Prestigious Custodian Network Trusted partnerships with global banks ensure credibility and operational efficiency. Strong Financial Position Consistent profitability, no liabilities, and audited by a top-tier firm. Immediate Operational Continuity Experienced staff, active client base, and ready-to-operate infrastructure guarantee seamless transition for new ownership. Conclusion: A Turnkey Gateway to the EU Financial Market This CSSF-licensed investment firm in Luxembourg presents a strategic, profitable, and fully compliant opportunity for investors, wealth managers, and financial institutions aiming to expand within Europe’s regulatory core. With its strong financial performance, established custodian network, and MiFID II licensing, it provides an exceptional foundation for scaling wealth management, investment advisory, and cross-border financial services across the EU. A ready-to-operate, profitable investment firm in one of Europe’s most respected financial jurisdictions — offering immediate access, compliance, and growth potential. Contact us today to discuss acquisition details and begin your entry into the regulated global gaming space.

Asset Management Licence In Hong Kong

Offshore - Hong Kong
Investment Companies
14.09.2025

Доступная возможность – Лицензия на управление активами в Гонконге на продажу. Основная информация об этом предложении представлена ниже. Лицензия на управление активами на продажу: подробности сделки Это лицензия SFC, позволяющая осуществлять регулируемую деятельность 9 типа, полученная в 2017 году. В настоящее время компания не обслуживает клиентов. Никаких долгов или юридических проблем, чистая история. Банковский счет в Hang Seng Bank, включенный в продажу; 2 Responsible Officers, которые могут остаться с новым владельцем. Если вы хотите купить лицензию SFC в Гонконге, пожалуйста, свяжитесь с нами для получения подробной информации по этому предложению.

Vanuatu Broker with MT5 Main Label for Sale

Oceania - Vanuatu
Investment Companies
14.06.2025

An opportunity to acquire a brokerage firm with MT5 Main Label, operating under Vanuatu and SVG entities. This company is fully equipped with essential banking and payment solutions, along with a clean and efficient operational structure. Key Features of Vanuatu Broker with MT5 Main Label Corporate Structure Entities: Includes both Vanuatu entity and SVG entity with MT5 Main Label. Bank Accounts: Both entities have active bank accounts. EMI Account: Active EMI account for seamless electronic money transactions. Operational Details Clean Structure: The company maintains a clean operational and regulatory structure. Local Management: Local director and office manager are in place to ensure smooth operations. PSPs Connected: Payment Service Providers are already connected, facilitating efficient payment processing. Additional Support Payment Solutions: Assistance available for integrating additional payment solutions. Bank Account Setup: Support for setting up physical bank accounts if needed. This Vanuatu Broker with MT5 Main Label is a turnkey solution for investors or businesses looking to enter the brokerage industry with a well-established and compliant entity. With robust banking arrangements, active EMI account, and local management in place, this company offers a strong foundation for immediate operation and growth in the financial services market. For more information and pricing details for these business opportunities, fill out the form and we will contact you.

Alternative Investment Fund and VASP in the Czech Republic for Sale

Europe - Czechia
Investment Companies
14.06.2025

An opportunity to acquire an AIF and VASP-licensed company in the Czech Republic. This company, licensed by the Czech Central Bank, offers a strong foundation for operations in the European financial market. Key Features of Alternative Investment Fund and VASP in the Czech Republic Licensing and Compliance Licenses: Alternative Investment Fund (AIF): Issued by the Czech Central Bank. Virtual Asset Service Provider (VASP): Included. Year of Incorporation: 2024 Regulatory Compliance: Fully compliant with no regulatory issues or fines. Operational Details Fast Transfer: The ownership transfer process is expedited, allowing for a quick and efficient transition. Clean History: The company has a clean operational history with no outstanding liabilities or regulatory notices. Location Location: Based in the Czech Republic, providing strategic access to the European financial market. This Ready-Made Alternative Investment Fund and VASP in the Czech Republic presents a prime opportunity for investors or businesses looking to enter the financial services and cryptocurrency markets with a fresh, compliant, and well-positioned entity. With its clean history, dual licensing, and expedited transfer process, this company is well-suited for immediate operation and growth. For more information and pricing details for these business opportunities, fill out the form and we will contact you.

Premier California-Based Investment Advisory Firm for Sale

North America - USA
Investment Companies
13.06.2025

A premier investment advisory firm based in California is now available for acquisition. This firm is equipped with a seasoned management team, advanced technological infrastructure, and a robust financial position, making it an attractive investment opportunity. Key Features of this Premier Investment Advisory Firm for Sale Management Team Experienced Leadership: The Ready-Made Premier California-Based Investment Advisory Firm has an experienced management team in place, including a seasoned manager, a chief compliance officer, and an investment advisor representative. Technological Infrastructure Advanced Systems: Equipped with a state-of-the-art CRM and compliance software to streamline operations and ensure regulatory adherence. Financial Health Liquidity: Approximately $1 million available in bank accounts, providing a strong liquidity position. Debt-Free: The firm is debt-free and in good standing, ensuring financial stability and reduced risk for new ownership. Banking and Financial Relationships Established Accounts: The firm has established accounts with major financial institutions, enhancing its operational capabilities and market reach: Morgan Stanley: With access to DTC/Euroclear for delivery securities. US Bank Citi Bank JP Morgan For more information and pricing details for these business opportunities, fill out the form and we will contact you.

SRO company in Switzerland

Europe - Switzerland
Investment Companies
01.06.2025

A new business offer – SRO company in Switzerland for sale. A bank account and share capital of 100,000 CHF included in the asking price. Please check out the main details regarding this offer. Authorizations of Swiss SRO for sale A Self-Regulatory Organization (SRO) in Switzerland for sale is allowed to carry out a number of activities listed below: Financial Advisory Services; Asset Management Services: Up to 20 clients and 5,000,000 CHF of assets under Management; Service of Crypto Exchange; Service of Crypto Wallet: Non-Custodial Wallet or Cold Storage; Provision of services associated with payment transactions; Performance of credit transactions Trading for their own account or for the account of others in banknotes and coins, money market instruments, Forex, precious metals, commodities, and securities as well as their derivatives. If you want to buy an SRO in Switzerland, please contact us for detailed information regarding this offer.

Licensed CFD and Forex Brokerage Company with Diverse Financial Services

Africa - Comoros
Forex Broker Licence
19.05.2025

This is an authorized financial services company established to engage in CFD and Forex trading, along with various financial activities. Incorporated under the International Business Companies Act 2014 in the Autonomous Island of Mwali (Mohéli), Comoros Union, the company is fully compliant with all legal and regulatory requirements. It has not been operational, offering a fresh start for investors or operators seeking a licensed platform to enter the financial markets. Key Highlights: – Compliance Ready: The company is structured in accordance with the Brokerage Act 2013, meeting all regulatory standards. Wide Scope of Activities: Authorized to conduct CFD and Forex trading, securities trading, and other financial market services. – Authorized Capital: $250,000 USD divided into 250,000 shares. -Ownership Structure: Sole shareholder and director holds 100% of the shares, ensuring a straightforward transfer of ownership. -Zero Operational History: This business has not been operational, offering a clean slate for new ownership to implement its own strategies. -Global Expansion Potential: Its legal framework and authorization make it viable for operations in international markets. This non-operational brokerage company is a unique opportunity for individuals or businesses looking to acquire a ready-to-launch platform in the financial services sector. For more information and to discuss this opportunity, please reach out.

Entrepreneurs pay considerable sums to special companies offering investment management services in order to invest their own funds wisely. Below we will consider the operational principles of the functioning of such companies and their significance in the market.

The Commercial Essence of Investment Management Firms

If we try to formulate the concept of the nature of such companies in simple terms, then we can say that investment management firms manage the money of their clients, investing them in certain projects. The task of such companies is to select the right investment options, that is, those that will increase the client’s funds. In addition, the management company must take into account all the risks, potential and existing, regardless of whether the money is invested in safe slow-growing bonds or risky stocks.

Investment management structures make every effort to create a profitable investment portfolio for their client and find new opportunities for investing funds, subsequently realizing them.

Companies work with all types of consumers. Some prefer serving individual investors who have quite a lot of capital at their disposal. Others are aimed at cooperation with charitable associations, while others work only with large corporations.

Main Tasks That the Investment Management Company Sets for Itself

  1. Evaluation of the financial goal of the client and his attitude to certain risks in the market.

An investment management company must obtain key information regarding how much funds the client intends to invest, how much profit he wants to make from this investment, when the client wants to access his own funds and what are the limits for potential financial losses.

  1. Tracking potential investment proposals.

The investment market is quite diverse: from small cash deposits to shares of new commercial structures of an unpredictable nature. The management company must have relevant information about all available opportunities and correctly calculate all the risks associated with a particular investment, as well as accurately predict the profitability of each of the projects. This work is performed by an investment analyst.

  1. Development of investment strategies.

Each client wants to receive such a portfolio of investments that would correspond to his financial goals. A more diverse portfolio containing investment projects that vary in terms of asset size significantly reduces potential risks. In this case, diversification is the best strategy.

This can be put into practice in many ways, in particular, by attracting several investors at once, investing in private capital, and so on. The management firm is also responsible for pricing control, bookkeeping and marketing building.

Where Do Investment Management Organizations Profit from?

The more profit the clients of such companies receive from their investments, the more, accordingly, the company itself receives. Management firms charge a fee for directly managing the investment portfolio, receiving a percentage of potential profits.

As part of the investment funds management company there are:

  • managers of risks and investment projects;
  • analysts;
  • sales representatives.

Basic Classification of Investment Management Structures

  • Large commercial associations, working with investments that amount to trillions of dollars.
  • Firms are slightly smaller than previous one, and focused on interacting with private clients.
  • Specialists who work in a particular industry, for example, offer investment due diligence services in the industrial sector, the educational field, and the like. Such specialists can be hired by another company that is engaged in investment management.
  • Banking institutions with large divisions specialized in offering wealth management services to clients.

If you have reasonably good analytical skills and a developed financial sense, then becoming the head of a business such as an investment management company is a great option for your professional career. Investment management is in demand in the modern financial market.